Lisa Paoli
Lisa Paoli is a registered investment advisor at Cetera Investment Advisers LLC, based in Ft Lauderdale, FL, with 23 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
350 SE 2 St #1560, Ft Lauderdale, FL, 33301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lisa is a managing member of Paoli Insurance Agency LLC, selling property and casualty insurance, and an insurance agent for Hotaling Insurance Services. She also owns KM Wealth Management, dedicating nearly full-time hours to investments and asset management, and sells fixed insurance with various companies, spending a few hours per week on property and casualty sales.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Allstate Financial Services, LLCBroker
J.P. Turner & Company, L.L.C.Broker
Gunnallen Financial, INCBroker
Brookstreet Securities CorporationBroker
State Registrations20 states
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