SR
SR
Sandra Rice is a registered investment advisor at Cetera Investment Advisers LLC, based in Sedalia, MO, with 29 years of industry experience. Sandra operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
920 Thompson Blvd, Sedalia, MO, 65301
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2018 - Present · 8 yrs 8 mos
Cetera Investment Services LLC
January 2018 - Present · 8 yrs 8 mos
Cetera Investment Services LLCBroker
January 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial CorporationBroker
July 2013 - December 2017 · 4 yrs 5 mos
Invest Financial Corporation
July 2013 - December 2017 · 4 yrs 5 mos
Walnut Street Securities, INC.
July 2004 - July 2013 · 9 yrs
Walnut Street Securities, INC.Broker
August 2003 - July 2013 · 9 yrs 11 mos
Nathan & Lewis Securities, INC.Broker
April 1998 - August 2003 · 5 yrs 4 mos
Mercantile Investment Services, INC.Broker
September 1997 - February 1998 · 5 mos
Corelink Financial, INC.Broker
July 1996 - September 1997 · 1 yr 2 mos
State Registrations11 states
ARCOFLGAKSLAMOOKTXWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.