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Erik Tappin

29 Years of Experience
Carlsbad, CA
1 DisclosureBroker

Erik Tappin is a registered investment advisor at Morgan Stanley, based in Carlsbad, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

5796 Armada Drive, Suite 200, Carlsbad, CA, 92008

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History

Regulatory History (1)
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Customer Dispute
May 2011
Denied
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
July 1997 - June 2009 · 11 yrs 11 mos
Citigroup Global Markets INC.Broker
September 1996 - June 2009 · 12 yrs 9 mos
State Registrations46 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.