Michael Paul Kress

Delta Investment Management, LLC

45 Years of Experience

3 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement Planning

Delta Investment Management, LLC

Compensation

Fee-Only (AUM)

Firm Size

24 advisors

Number of Clients

1,212 clients

Average Client Portfolio

$636K average

Assets Under Management

$770.8M

Fee Structure

Minimum Investment:$50K

Financial Planning:Included in AUM fee

Location

708 Montgomery Street, San Francisco, CA, 94111

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2012

Pending

Customer Dispute

May 2003

Settled

Customer Dispute

November 2001

Award / Judgment

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Delta Investment Management, LLC

February 2018 - Present · 8 yrs

Previous Registrations

Sanctuary Wealth Advisors LLC

February 2013 - February 2018 · 5 yrs

Sanctuary Securities LLCBroker

February 2013 - May 2017 · 4 yrs 3 mos

Thinkequity LLC

January 2005 - December 2012 · 7 yrs 11 mos

Thinkequity LLCBroker

January 2005 - December 2012 · 7 yrs 11 mos

Banc of America Investment Services, INC.Broker

August 2003 - January 2005 · 1 yr 5 mos

Banc of America Investment Services, INC.

August 2003 - January 2005 · 1 yr 5 mos

Banc of America Securities LLCBroker

September 2002 - September 2003 · 1 yr

Banc of America Securities LLC

September 2002 - August 2003 · 11 mos

Credit Suisse First Boston CorporationBroker

November 2000 - October 2002 · 1 yr 11 mos

Donaldson Lufkin & Jenrette Securities Corporation

July 1997 - October 2002 · 5 yrs 3 mos

Donaldson, Lufkin & Jenrette Securities CorporationBroker

April 1980 - October 2002 · 22 yrs 6 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.