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Michael Mclaughlin

29 Years of Experience
Hilton Head Island, SC
2 DisclosuresBroker

Michael Mclaughlin is a registered investment advisor at Wells Fargo Advisors, based in Hilton Head Island, SC, with 29 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1 Greenwood Dr, Hilton Head Island, SC, 29928

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2007
Withdrawn
Criminal
January 1992
Final Disposition
Employment History
Current Registrations
Wells Fargo Advisors
March 2006 - Present · 20 yrs 7 mos
Wells Fargo Clearing Services, LLC
February 2006 - Present · 20 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
February 2006 - Present · 20 yrs 8 mos
Previous Registrations
Prudential Investments LLC
April 2002 - November 2005 · 3 yrs 7 mos
Prudential Investment Management Services LLCBroker
November 2000 - November 2005 · 5 yrs
Prudential Securities IncorporatedBroker
April 1999 - September 2000 · 1 yr 5 mos
A. G. Edwards & Sons, INC.Broker
July 1996 - March 1999 · 2 yrs 8 mos
State Registrations16 states
ALAZCAFLGAILMAMONCNJNVNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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