CD
CD

Christopher Digregorio

26 Years of Experience
Holmdel, NJ
2 DisclosuresBroker

Christopher Digregorio is a registered investment advisor at Ameriprise Financial Services, LLC, based in Holmdel, NJ, with 26 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

101 Crawfords Corner Rd, Ste 1311, Holmdel, NJ, 07733

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2012
Settled
Regulatory
January 2001
Final
Other Business Activities

Christopher owns a business and is the owner of DGAM LLC. He also rents office space, but this activity is not investment-related. These activities take a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2019 - Present · 6 yrs 6 mos
Ameriprise Financial Services, LLCBroker
November 2019 - Present · 6 yrs 6 mos
Ameriprise Financial Services, LLC
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
Janney Montgomery Scott LLCBroker
February 2015 - December 2019 · 4 yrs 10 mos
Janney Montgomery Scott LLC
February 2015 - December 2019 · 4 yrs 10 mos
Oppenheimer & CO. INC.
July 2008 - February 2015 · 6 yrs 7 mos
Oppenheimer & CO. INC.Broker
July 2008 - February 2015 · 6 yrs 7 mos
Stifel, Nicolaus & Company, Incorporated
April 2008 - July 2008 · 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
April 2007 - July 2008 · 1 yr 3 mos
Ryan Beck & CO.Broker
July 2004 - April 2007 · 2 yrs 9 mos
RBC Dain Rauscher INC.Broker
March 2003 - July 2004 · 1 yr 4 mos
First Institutional Securities, L.L.C.Broker
April 2001 - March 2003 · 1 yr 11 mos
First Liberty Investment Group, INC.Broker
December 1997 - January 1998 · 1 mo
William Scott & CO. L.L.C.Broker
August 1996 - October 1997 · 1 yr 2 mos
State Registrations28 states
CACOCTDEFLGAIDILINKYLAMAMDMIMONCNHNJNYORPARISCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.