John Barrett
John Barrett is a registered investment advisor at Cetera Investment Advisers LLC, based in Highlands Ranch, CO, with 28 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Highlands Ranch, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John is a FINRA arbitrator since 2008, with varying hours depending on the arbitration. He also works as an election judge for Douglas County, Colorado for 16 hours, and delivers newspapers for Times Media Group for a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cetera Financial Specialists LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Cetera Wealth Services, LLC
Cetera Financial Specialists LLCBroker
Cetera Advisors LLCBroker
Cetera Advisors LLC
Previous Registrations
Summit Brokerage Services, INC.Broker
Girard Securities, INC.Broker
Legend Equities CorporationBroker
Vsr Financial Services, INC.Broker
Investors Capital CORP.Broker
J.P. Turner & Company, L.L.C.Broker
First Allied Securities, INC.Broker
Cetera Advisors LLC
Securities America Advisors, INC.
Securities America, INC.Broker
Advanced Clearing, INC.Broker
AmeritradeBroker
State Registrations2 states
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