E Smith is a CFP-designated registered investment advisor at LPL Financial LLC, based in Orwigsburg, PA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1253 Centre Turnpike, Orwigsburg, PA, 17961
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
E is involved in several business activities, including Advisement Financial Partners, EL & TB Smith, Inc, real estate rentals, and serving as a non-profit board member. E is also an insurance producer with Modern Life Insurance Brokerage, focusing on non-variable insurance, dedicating minimal time to this role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & Reed, INC.
Waddell & ReedBroker
M&t Securities, INC.Broker
Keystone Brokerage, LLCBroker
Keystone Brokerage, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.