Todd Rowley is a registered investment advisor at Morgan Stanley, based in New York, NY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2021 - Present · 4 yrs 11 mos
Morgan StanleyBroker
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
June 2012 - January 2016 · 3 yrs 7 mos
Rodman & Renshaw, LLCBroker
May 2011 - June 2012 · 1 yr 1 mo
Hudson Securities,inc.Broker
February 2009 - May 2011 · 2 yrs 3 mos
Westminster Securities CorporationBroker
January 2007 - April 2009 · 2 yrs 3 mos
New York Global Securities, INC.Broker
July 2004 - February 2007 · 2 yrs 7 mos
Citicorp Investment ServicesBroker
April 2004 - July 2004 · 3 mos
Gunnallen Financial, INCBroker
October 2003 - March 2004 · 5 mos
Park Capital Securities, LLCBroker
November 2002 - May 2003 · 6 mos
Harvest Capital Investments LLCBroker
September 2002 - August 2004 · 1 yr 11 mos
Laidlaw Global Securities, INC.Broker
July 1996 - November 2002 · 6 yrs 4 mos
Americorp Securities, INC.Broker
July 1996 - July 1996 · 0 mos
State Registrations37 states
AZCACOCTDCDEFLGAHIILINKYMAMDMEMIMTNCNHNJNMNVNYOHORPARISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.