Dean Elliott
Dean Elliott is a registered investment advisor at LPL Financial LLC, based in Lake Jackson, TX, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
207 That Way, B - 3, Lake Jackson, TX, 77566
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2002Other Business Activities
Dean operates Pentangle Wealth as a DBA for his LPL business, dedicating full-time hours to it. He also manages Elliott Wealth Management LLC, a real estate rental business, since 2008.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Global Wealth Advisors
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Integrity Financial Planners
LPL Financial Corporation
LPL Financial CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.