David Bowen
David Bowen is a CFP-designated registered investment advisor at Southwest Investment Advisors, INC., based in Tucson, AZ, with 29 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,156 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.85% |
| $3M+ | 0.75% |
All fees are negotiable based on total assets under management.
Fee Estimator
Location
7594 N La Cholla, Tucson, AZ, 85741
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David operates Southwest Investment Advisors as a DBA for his LPL business and provides investment advisory services through Southwest Investment Advisors, Inc., dedicating full-time hours to these activities. He also has a business entity, David Bowen CFP LLC, for tax/investment purposes, requiring minimal time.
Employment History
Current Registrations
Southwest Investment Advisors, INC.
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Edward JonesBroker
State Registrations21 states
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