Scott Shames
Scott Shames is a registered investment advisor at A.G.P / Alliance Global Partners, based in New York, NY, with 29 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
590 Madison Avenue, 28th Floor, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
A.G.P / Alliance Global Partners
A.G.P. / Alliance Global PartnersBroker
Previous Registrations
National Securities CorporationBroker
National Asset Management, INC.
Vfinance Investments, INCBroker
Ehrenkrantz King Nussbaum, INC.Broker
Ehrenkrantz King NussbaumBroker
Bluestone Capital CORP.Broker
Dalton Kent Securities Group, INC.Broker
Iar Securities CORP.Broker
Investors Associates, INC.Broker
Smith, Benton & Hughes, INC.Broker
State Registrations32 states
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