Harris Nightingale
Harris Nightingale is a registered investment advisor at Cetera Investment Advisers LLC, based in New York, NY, with 27 years of industry experience. Harris operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
New York, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Harris is an independent insurance agent selling life, long-term care, health, accident, and disability insurance, dedicating a few hours per week. Harris is also involved in several other businesses, including a mortgage brokerage (Silver Fin Capital Group LLC), a financial services and exit planning DBA (NF Wealth Management, taking about a quarter of his time), and two property holding companies (11905 Oak Trail Way LLC and ULEED LLC).
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Tower Square Securities, INC.
Prudential Securities IncorporatedBroker
National Securities CorporationBroker
National Securities CorporationBroker
The Boston GroupBroker
State Registrations12 states
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