JW
JW

James Watts

29 Years of Experience
Shreveport, LA
Broker

James Watts is a registered investment advisor at Morgan Stanley, based in Shreveport, LA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

333 Texas Street, Regions Tower, Shreveport, LA, 71101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James is a member of Rosepi LLC, an investment-related business, since 2015. He is also the managing member of Laura G. Watts Paintings, an art-related business, since 2012, spending minimal time on it.

Employment History
Current Registrations
Morgan Stanley
January 2020 - Present · 6 yrs 4 mos
Morgan StanleyBroker
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2004 - January 2020 · 15 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2004 - January 2020 · 15 yrs 4 mos
Citigroup Global Markets INC.
January 2000 - October 2004 · 4 yrs 9 mos
Citigroup Global Markets INC.Broker
July 1996 - October 2004 · 8 yrs 3 mos
State Registrations32 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
James Watts - Financial Advisor | TrueAdvisor