Mark Puccinelli
Mark Puccinelli is a ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Richmond, VA, with 29 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2250 East Parham Road, Richmond, VA, 23228
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is an insurance agent offering various insurance products, dedicating a significant amount of time to this role. He also works for Financial Account Services, Ltd providing tax preparation/accounting services full-time, and provides 5500 filing and testing of plans for Financial Accounting Services, Ltd for about 10-20% of his time. Additionally, Mark co-owns a real estate rental property, spending minimal time on maintenance and rent collection.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Osaic Fs, INC.Broker
Osaic Fs, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Jefferson Pilot Securities CorporationBroker
Capital Brokerage CorporationBroker
Forth Financial Securities, CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.