Christopher Thompson
Christopher Thompson is a registered investment advisor at Charles Schwab & CO., INC., based in Lone Tree, CO, with 28 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Location
9800 Schwab Way, Lone Tree, CO, 80124
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 2003Other Business Activities
Christopher plans to invest in Walters Baker, LLC through CKT Investments LLC, where he is the owner. This activity requires minimal time and is not investment-related to his advisory business.
Employment History
Current Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
Ifs SecuritiesBroker
S.B. Value Partners, L.P.
Investment Professionals, INC.
Investment Professionals, INC.Broker
Advisors Asset Management, INC.Broker
Kirkpatrick, Pettis, Smith, Polian INC.Broker
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
Dean Witter Reynolds INC.Broker
Kirkpatrick, Pettis, Smith, Polian INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.