Tracy Hardin
Tracy Hardin is a ChFC-designated registered investment advisor at LPL Financial LLC, based in New Albany, IN, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5140 Charlestown Rd Ste 3A, New Albany, IN, 47150
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2006Other Business ActivitiesSells Insurance
Tracy is affiliated with Hardin & Duncan Financial Group as a DBA for LPL business, dedicating about a quarter of their time. Additionally, Tracy sells various insurance products, including life, health, disability, long-term care, and fixed annuities, which takes nearly full-time hours, and owns multiple real estate rental properties.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Private Client Services, LLCBroker
Private Client Services, LLC
Woodbury Financial Services, INC.Broker
Kfg Private Client Services, LLC
1717 Capital Management Company
1717 Capital Management CompanyBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.