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Victoria Smith

24 Years of Experience
Houston, TX
Broker

Victoria Smith is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2800 Post Oak Boulevard, Suite 3200, Houston, TX, 77056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Victoria is a board member and on the finance committee for Kelsey Research Foundation, a non-profit organization. This activity requires minimal time.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
July 2002 - June 2009 · 6 yrs 11 mos
Citigroup Global Markets INC.Broker
July 2002 - June 2009 · 6 yrs 11 mos
Monroe Vos Consulting Group INC
July 2001 - July 2002 · 1 yr
State Registrations38 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Victoria Smith - Financial Advisor | TrueAdvisor