Kathleen Hartman is a CFA, CFP-designated registered investment advisor at Greenleaf Financial Group, based in Carmel, IN, with 24 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning, Tax Planning. Their firm serves 119 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.90% |
| $500K+ | 0.50% |
After two years, clients with over $1 million in assets will be charged a flat 0.50% annually. Clients with over $2 million will be charged 0.45% annually, and clients with over $3 million will be charged 0.40% annually. Further reductions may be offered for assets above $4 million.
Fee Estimator
Location
13295 Illinois St, Suite 322, Carmel, IN, 46032-3022
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Greenleaf Financial Group
Previous Registrations
Morningstar Investment Services,inc
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.