Christopher Lloyd
Christopher Lloyd is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7047 E Greenway Pkwy Ste 230, Scottsdale, AZ, 85254
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher operates his LPL business through Lucia Capital Group. He also owns Lloyd Consulting, an insurance agency, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Lucia Securities, LLCBroker
Lucia Capital Group
First Allied Securities, INC.Broker
Raymond J. Lucia Companies, INC.
Securities America, INC.Broker
Ameritas Investment CORP.Broker
Delta Life Securities, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.