Steven Dean
Steven Dean is a registered investment advisor at LPL Financial LLC, based in Jay, ME, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Otis Federal Credit Union, 170 Main Street / P.O. Box 27, Jay, ME, 04239
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2021Customer Dispute
July 2020Other Business ActivitiesSells Insurance
Steven is a certified real estate appraiser, works for Northeast Planning Associates Inc. as a Registered Investment Advisor, and owns a self-storage building and PDB Development, Inc. He also works with Dawn Chambers Agency to sell life, health, disability, and LTC contracts, and rents real estate. These activities take minimal time, a few hours per week, or about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Northeast Planning Associates, INC.
Previous Registrations
Mutual Service Corporation
Mutual Service CorporationBroker
Veravest Investment Advisors, INC.
Veravest Investments, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.