Steven Dean
Steven Dean is a registered investment advisor at LPL Financial LLC, based in Jay, ME, with 30 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Otis Federal Credit Union, 170 Main Street / P.O. Box 27, Jay, ME, 04239
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2021Customer Dispute
July 2020Other Business ActivitiesSells Insurance
Steven is a certified real estate appraiser, works for Northeast Planning Associates Inc. as a Registered Investment Advisor, and owns a self-storage building and PDB Development, Inc. He also works with Dawn Chambers Agency to sell life, health, disability, and LTC contracts, and rents real estate. These activities take minimal time, a few hours per week, or about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Northeast Planning Associates, INC.
Previous Registrations
Mutual Service Corporation
Mutual Service CorporationBroker
Veravest Investment Advisors, INC.
Veravest Investments, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.