Todd Carter is a registered investment advisor, based in San Antonio, TX, with 25 years of industry experience.
Location
111 West Houston Street, San Antonio, TX, 78205
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Frost Brokerage Services, INC.Broker
March 2023 - Present · 3 yrs 2 mos
Frost Brokerage Services, INC.
March 2023 - Present · 3 yrs 2 mos
Frost Investment Services
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - September 2018 · 9 yrs 8 mos
Raymond James Financial Services
October 2003 - January 2009 · 5 yrs 3 mos
Raymond James Financial Services, INC.Broker
September 2003 - September 2018 · 15 yrs
Banc One Securities Corporation
September 2002 - May 2003 · 8 mos
Banc One Securities CorporationBroker
May 2001 - May 2003 · 2 yrs
Chase Investment Services CORP.Broker
August 2000 - May 2001 · 9 mos
1st Global Capital CORP.Broker
December 1999 - July 2000 · 7 mos
Banc One Securities CorporationBroker
June 1996 - December 1999 · 3 yrs 6 mos
State Registrations1 state
TX
Advisor
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Exams
No exam information available for this advisor.