TG
CFP · ChFC
TG
CFP · ChFC

Thomas Gallagher

28 Years of Experience
San Antonio, TX
Broker

Thomas Gallagher is a CFP, ChFC-designated registered investment advisor at MML Investors Services, LLC, based in San Antonio, TX, with 28 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

10101 Reunion Pl, One Union Square-Ste 300, San Antonio, TX, 78216-4157

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
MML Investors Services, LLC
July 2019 - Present · 7 yrs 3 mos
MML Investors Services, LLCBroker
July 2019 - Present · 7 yrs 3 mos
Previous Registrations
MML Strategic Distributors, LLCBroker
April 2014 - April 2019 · 5 yrs
MML Investors Services, LLCBroker
June 2009 - April 2019 · 9 yrs 10 mos
MML Distributors, LLCBroker
January 2002 - April 2014 · 12 yrs 3 mos
Sage Distributors, INC.Broker
May 2000 - June 2001 · 1 yr 1 mo
People's Securities, INC.Broker
March 1999 - March 2000 · 1 yr
Metlife Securities INC.Broker
August 1996 - January 1998 · 1 yr 5 mos
Metropolitan Life Insurance CompanyBroker
August 1996 - January 1998 · 1 yr 5 mos
State Registrations32 states
ALAZCACOCTFLGAIAIDILINKSKYLAMDMEMOMSNCNENJNMNVNYOHOKORPATXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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