SP
SP

Samir Parikh

29 Years of Experience
York, PA
1 DisclosureBroker

Samir Parikh is a registered investment advisor at Morgan Stanley, based in York, PA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

221 West Philadelphia Street, Suite 301, York, PA, 17401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 1999
Denied
Other Business Activities

Samir owns Saffron Properties LLC and other rental properties in York, PA since 2013. These activities are investment-related and require minimal time commitment.

Employment History
Current Registrations
Morgan Stanley
February 2011 - Present · 15 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1996 - June 2009 · 12 yrs 11 mos
State Registrations18 states
CADCDEFLKYLAMAMDMENCNJNYORPASCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Samir Parikh - Financial Advisor | TrueAdvisor