Shawn Higginbotham
Shawn Higginbotham is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Lancaster, OH, with 28 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
161 West Main Street, Lancaster, OH, 43130
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2016Criminal
February 1992Other Business ActivitiesSells Insurance
Shawn works for JK Jones Financial providing service to insurance clients a few hours per week. He also works nearly full-time for Csenge Advisory Group as a registered investment advisor and spends about 10-20% of his time as a marketing manager and in business development for The NGFN/BMC CPAs.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Lion Street Financial, LLCBroker
Csenge Advisory Group, LLC
Fsc Securities Corporation
Fsc Securities CorporationBroker
Sii Investments, INC.
Sii Investments, INC.Broker
Sii Investments, INC.Broker
Charles Schwab & CO., INC.
Schwab Private Client Investment Advisory, INC.
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Suntrust Securities, INC.Broker
Charles Schwab & CO., INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.