Mark Mager is a registered investment advisor at LPL Financial LLC, based in Elma, WA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Our Community Federal Cu, 306 S 7th St, Elma, WA, 98541
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mark operates his LPL business under the DBAs Community Financial Center and UpCoast Wealth LLC, and is a board member for Our Community Credit Union, spending minimal time on this. He also owns UpCoast LLC for tax/investment purposes and rental real estate, dedicating a few hours per week to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Financial Advocates Advisory Services, LLC
Diversified Financial Advisors
Duerr Financial CorporationBroker
Primevest Financial Services, INC.Broker
Wma Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.