JN
JN

Jon Nicolazzo

29 Years of Experience
Los Angeles, CA
Broker

Jon Nicolazzo is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 29 years of industry experience. Jon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
May 2013 - Present · 13 yrs 4 mos
Capital Client Group, INC.
April 2008 - Present · 18 yrs 5 mos
Capital Client Group, INC.Broker
April 2008 - Present · 18 yrs 5 mos
Previous Registrations
Putnam Investment Management, LLC
March 2008 - April 2008 · 1 mo
Putnam Investment Management, LLC
March 2002 - February 2008 · 5 yrs 11 mos
Putnam Retail Management Limited PartnershipBroker
October 1996 - April 2008 · 11 yrs 6 mos
State Registrations3 states
CAORWA
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jon Nicolazzo - Financial Advisor | TrueAdvisor