Amy Sullivan
Amy Sullivan is a registered investment advisor at Creative Planning Institutional Advisors, LLC, based in Naperville, IL, with 27 years of industry experience. Amy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 915 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual asset-based fees range from 0.55% to 1.50% based on account size, complexity, and services, and will not exceed 2.00%. Fees are negotiable.
Fee Estimator
Location
Naperville, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Amy is a principal at Dockweiler Consulting Associates, Ltd., providing estate executor consulting services since 2021. She dedicates minimal time to this business.
Employment History
Current Registrations
Creative Planning Institutional Advisors, LLC
Previous Registrations
Cap Strat
Guggenheim Investments
Guggenheim Distributors, LLCBroker
Claymore Advisors, LLC
Claymore Securities, INC.
Guggenheim Funds Distributors, LLCBroker
Nuveen InvestmentsBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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