JH
JH
James Hatcher is a registered investment advisor at Cetera Investment Advisers LLC, based in Roseman, NC, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Roseman, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
January 2010 - September 2025 · 15 yrs 8 mos
Avantax Investment Services, INC.Broker
August 2003 - September 2025 · 22 yrs 1 mo
Wachovia Securities, LLCBroker
October 1999 - August 2003 · 3 yrs 10 mos
First Union Capital Markets CORP.Broker
February 1997 - October 1999 · 2 yrs 8 mos
Northeast Securities, INC.Broker
October 1996 - January 1997 · 3 mos
State Registrations18 states
ALFLGAILINMDMINCNJNYOHORPASCTNTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.