Mark Halpin
Mark Halpin is a registered investment advisor at United Capital Management of Kansas, INC., based in Gardner, KS, with 29 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management. Their firm serves 1,366 clients with $670M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
UCMK charges a percentage of your portfolio annually for investment management, billed monthly in advance. The exact fee is negotiable, ranging from 0.75% to 2.5% depending on your financial situation, the amount you invest, and the complexity of services. There is a minimum account size of $5,000, which can be waived. There is also an overriding minimum fee of $50 per account on an annual basis. Brokerage commissions and transaction fees are billed separately.
Location
345 N. Moonlight Road, Gardner, KS, 66030
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is the President of MJH Insurance & Financial Services, an independent insurance agency, dedicating about a quarter of his time. He also works as a Trust Relationship Manager and a Financial Advisor, and is an agent for United Capital Insurance.
Employment History
Current Registrations
United Capital Management of Kansas, INC.
Previous Registrations
SA Stone Wealth Management INC.Broker
Royal Alliance Associates, INC.Broker
Royal Alliance Associates, INC.
Signator Investors, INC.
Signator Investors, INC.Broker
Signator Financial Services, INC.
Signator Financial Services, INC.Broker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Ameritas Investment CORP.Broker
Bma Financial Services, INC.Broker
Mutual Service CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.