Paul Doak
Paul Doak is a CFP-designated registered investment advisor at Wealthcare Advisory Partners LLC, based in Bothell, WA, with 29 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 9,142 clients with $6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WCAP offers investment management services where fees are based on a percentage of the assets they manage. The specific percentage can be up to 1.85% annually, depending on factors like the types of investments, the size of your account, and any special reporting or restrictions. Fees are generally paid quarterly, in advance. WCAP may offer discounted rates to employees, their families, and very high net worth clients. If WCAP uses independent managers, your overall fees will include WCAP's fee plus the manager's fees. WCAP also offers a wrap fee program where transaction costs are included in the overall advisory fee.
Location
Bothell, WA
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Regulatory History (2)
Customer Dispute
April 2018Customer Dispute
August 1998Other Business ActivitiesSells Insurance
Paul is an insurance agent since 1996, dedicating a few hours per week to insurance sales. He also serves as a board member for Waterbury Meadows Home Owners Association, spending minimal time on this activity.
Employment History
Current Registrations
Wealthcare Advisory Partners LLC
Previous Registrations
Kms Financial Services, INC.Broker
Kms Financial Services, INC
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
D.H. Hill Advisors, INC.
D.H. Hill Securities, LllpBroker
Princor Financial Services CorporationBroker
Mony Securities CORP.Broker
Princor Financial Services CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.