Thomas Carroll
Thomas Carroll is a registered investment advisor at Verus Capital Partners, LLC, based in Ventura, CA, with 29 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 4,040 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K+ | 2.00% |
Fees may be negotiable.
Fee Estimator
Location
1569 E. Main Street, Ventura, CA, 93001
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2010Customer Dispute
June 2003Customer Dispute
June 2002Other Business Activities
Thomas operates under the DBA Provident Financial Group for his investment advisory practice, Verus Capital Partners, LLC, since 2021. This activity is investment-related.
Employment History
Current Registrations
Verus Capital Partners, LLC
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.