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Richard Sirott

29 Years of Experience
Northridge, CA

Richard Sirott is a registered investment advisor at Richard N. Sirott Accountancy Corporation, based in Northridge, CA, with 29 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 16 clients with $31M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
16 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$31.1M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Richard N. Sirott Accountancy Corporation charges an annual management fee based on a percentage of the value of your portfolio. The fee is calculated and paid quarterly in arrears using a blended percentage schedule described in the client letter. The management fee may be negotiable.

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Location

Northridge, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Richard N. Sirott Accountancy Corporation
January 1997 - Present · 29 yrs 4 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Sirott - Financial Advisor | TrueAdvisor