SG
SG
Steve Germany
29 Years of Experience
Plano, TX
2 DisclosuresBroker
Steve Germany is a registered investment advisor at Bok Financial Advisors, based in Plano, TX, with 29 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning, Tax Planning. Their firm serves 3,179 clients with $840M in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
142 advisors
Number of Clients
3,179 clients
Average Client Portfolio
$263K average
Assets Under Management
$835.6M
Fee Structure
Minimum Investment:$100K
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.50% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.75% |
Fees may be negotiable. For clients with assets in the Program of less than $75,000, you may pay a rate that is greater than the rate specified in the annual fee schedule.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
5601 Granite Parkway, Stes. 400 & 1300, Plano, TX, 75024
Get directionsHistory
Regulatory History (2)
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Customer Dispute
April 2014Closed-No Action
Customer Dispute
December 2012Denied
Employment History
Current Registrations
Bok Financial Securities, INC.Broker
June 2007 - Present · 18 yrs 11 mos
Bok Financial Advisors
June 2007 - Present · 18 yrs 11 mos
Previous Registrations
Uvest Financial Services Group, INC.Broker
January 2006 - June 2007 · 1 yr 5 mos
Uvest Financial Services Group, INC.
January 2006 - June 2007 · 1 yr 5 mos
Jefferson Pilot Securities CORP
August 2005 - December 2005 · 4 mos
Jefferson Pilot Securities CorporationBroker
September 2000 - December 2005 · 5 yrs 3 mos
Pruco Securities CorporationBroker
July 1996 - August 2000 · 4 yrs 1 mo
State Registrations21 states
ALARAZCACOFLGAHIIAINMONCNHNJOHOKSCTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.