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Steve Germany

Bok Financial Advisors
30 Years of Experience
Grapevine, TX
2 DisclosuresBroker
View SEC Summary
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Steve Germany is a registered investment advisor at Bok Financial Advisors, based in Grapevine, TX, with 30 years of industry experience. Steve is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning, Tax Planning. Their firm serves 3,334 clients with $1.1B in assets under management.

Bok Financial Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
143 advisors
Number of Clients
3,334 clients
Average Client Portfolio
$317K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$100K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.50%
$1.0M - $2.0M1.00%
$2M+0.75%

Fees may be negotiable. Clients with assets under $75,000 may pay a higher rate.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2250 State Hwy 114 W., Grapevine, TX, 76051

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2014
Closed-No Action
Customer Dispute
December 2012
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Bok Financial Securities, INC.Broker
June 2007 - Present · 19 yrs 4 mos
Bok Financial Advisors
June 2007 - Present · 19 yrs 4 mos
Previous Registrations
Uvest Financial Services Group, INC.Broker
January 2006 - June 2007 · 1 yr 5 mos
Uvest Financial Services Group, INC.
January 2006 - June 2007 · 1 yr 5 mos
Jefferson Pilot Securities CORP
August 2005 - December 2005 · 4 mos
Jefferson Pilot Securities CorporationBroker
September 2000 - December 2005 · 5 yrs 3 mos
Pruco Securities CorporationBroker
July 1996 - August 2000 · 4 yrs 1 mo
State Registrations21 states
ALARAZCACOFLGAHIIAINMONCNHNJOHOKSCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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