SB
SB

Scott Birmingham

29 Years of Experience
Dallas, TX
Broker

Scott Birmingham is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Dallas, TX, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

8333 Douglas Ave, Ste 1000, Dallas, TX, 75225

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Scott is an owner/member of Hope Development Partners 3, LLC since 2021. He spends minimal time on this non-investment related activity.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
March 2017 - Present · 9 yrs 2 mos
Robert W. Baird & CO. Incorporated
March 2017 - Present · 9 yrs 2 mos
Robert W. Baird & CO. IncorporatedBroker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2007 - March 2017 · 9 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2007 - March 2017 · 9 yrs 7 mos
Citigroup Global Markets INC.
December 2005 - August 2007 · 1 yr 8 mos
Citigroup Global Markets INC.Broker
September 1996 - August 2007 · 10 yrs 11 mos
State Registrations13 states
ALAZFLGAMINMOHOKPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.