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Brian Walsh
28 Years of Experience
Cockeysville, MD
1 DisclosureBrokerSells Insurance
Brian Walsh is a registered investment advisor at Cetera Investment Advisers LLC, based in Cockeysville, MD, with 28 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
9710 Monroe St, Cockeysville, MD, 21030
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Regulatory History (1)
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Customer Dispute
November 2019Denied
Other Business ActivitiesSells Insurance
Brian is the owner of SCC Fixed Insurance, selling fixed insurance products since 2016. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
October 2015 - August 2023 · 7 yrs 10 mos
Securian Financial Services, INC.Broker
June 2015 - August 2023 · 8 yrs 2 mos
Metlife Securities INC.
November 2014 - February 2015 · 3 mos
Metlife Securities INC.Broker
September 2013 - February 2015 · 1 yr 5 mos
Prudential Financial Planning Services
November 2011 - June 2013 · 1 yr 7 mos
Pruco Securities, LLC.Broker
October 2011 - June 2013 · 1 yr 8 mos
Metlife Securities INC.
June 2003 - September 2011 · 8 yrs 3 mos
Metlife Securities INC.Broker
September 2002 - September 2011 · 9 yrs
Metropolitan Life Insurance CompanyBroker
September 2002 - July 2007 · 4 yrs 10 mos
Prudential Financial Planning Services
July 2001 - August 2002 · 1 yr 1 mo
Pruco Securities CorporationBroker
September 1996 - August 2002 · 5 yrs 11 mos
State Registrations27 states
AZCADCDEFLGAILKYMDMIMNMOMSMTNCNJNYOHOKPASCTNTXVAVTWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.