Kathleen Laverde is a registered investment advisor at Horan Wealth, LLC, based in Cincinnati, OH, with 30 years of industry experience. Kathleen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 6 more. Their firm serves 1,436 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.85% |
| $5M+ | 0.75% |
Schedule reflects the HCA program rates. The HSI program has a separate tiered schedule starting at 1.00% down to 0.70% for assets over $2M. Fees are negotiable.
Fee Estimator
Location
8044 Montgomery Rd,, Ste 640, Cincinnati, OH, 45236
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kathleen is involved with River Hills Consulting Services, LLC since July 2024. This activity takes about a third of her time, including time during trading hours.
Employment History
Current Registrations
Horan Wealth, LLC
M Holdings Securities, INC.Broker
Previous Registrations
Horan Wealth Management
Horan Securities, INC.Broker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Saybrus Equity Services, INCBroker
The Leaders Group, INC.Broker
Fifth Third Securities, INC.Broker
P.J. Robb Variable CorporationBroker
Fifth Third Securities, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Wm Financial Services, INC.Broker
Schoff & Baxter, INC.Broker
Cal Fed InvestmentsBroker
Glenfed Brokerage ServicesBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Brian Jura, CFAHoran Wealth, LLC
- Michael Napier, CFPHoran Wealth, LLC
- Todd Poellein, CFAHoran Wealth, LLC
- Terence Horan, ChFCHoran Wealth, LLC
- William Hardigg, CFPHoran Wealth, LLC
- Todd Hibner, CFAHoran Wealth, LLC