JB
JB

James Brennan

29 Years of Experience
Wayzata, MN
Broker

James Brennan is a registered investment advisor at Morgan Stanley, based in Wayzata, MN, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

445 East Lake Street, Suite 320, Wayzata, MN, 55391

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James is a sole proprietor/owner of rental real estate in Long Lake, Minnesota, since July 2024. He spends minimal time collecting rent after business hours.

Employment History
Current Registrations
Morgan Stanley
February 2014 - Present · 12 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - December 2009 · 6 mos
Morgan Stanley & CO. Incorporated
March 2008 - June 2009 · 1 yr 3 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
April 2001 - April 2007 · 6 yrs
U.S. Bancorp Piper Jaffray INC.Broker
July 1996 - April 2001 · 4 yrs 9 mos
State Registrations22 states
AZCACOFLGAILKSMDMIMNMONJNYOHORPASCSDTNTXWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.