Carol Kinder is a registered investment advisor at LPL Financial LLC, based in Alexandria, LA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1446 Dorchester Dr, Alexandria, LA, 71301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carol operates under the DBAs Pathway Advisors, LLC (since 2010) and Altus Wealth Management (since 2024) for her LPL business. She also has two business entities, Carol Kinder, LLC and DSH Properties, LLC, for tax/investment purposes, and spends about a quarter of her time on these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cetera Investment Advisers LLC
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
First Allied Securities, INC.
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.