MF
MF

Marc Friedman

28 Years of Experience
Chicago, IL
May Earn Commission

Marc Friedman is a registered investment advisor at Hightower Advisors, LLC, based in Chicago, IL, with 28 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Marc serves on the Investment Committee for the Puksta Foundation, a non-profit providing scholarships to Colorado students. He dedicates minimal time to this role and receives no compensation.

Employment History
Current Registrations
Hightower Advisors, LLC
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Investment Security Group, INC.
January 2019 - December 2021 · 2 yrs 11 mos
Northern Lights Distributors, LLCBroker
February 2018 - October 2018 · 8 mos
Mount Yale Investment Advisors, LLC
February 2016 - May 2019 · 3 yrs 3 mos
Mount Yale Securities, LLCBroker
July 2006 - January 2016 · 9 yrs 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2000 - June 2005 · 4 yrs 11 mos
Charles Schwab & CO., INC.Broker
May 1999 - July 2000 · 1 yr 2 mos
Dean Witter Reynolds INC.Broker
May 1997 - March 1999 · 1 yr 10 mos
Joseph Charles & Assoc., INC.Broker
February 1997 - May 1997 · 3 mos
Fortis Investors, INC.Broker
November 1996 - November 1996 · 0 mos
Associated Securities CORP.Broker
September 1996 - March 1997 · 6 mos
State Registrations1 state
CO
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Marc Friedman - Financial Advisor | TrueAdvisor