David Broman
David Broman is a registered investment advisor at Broman & Greig Asset Management, LLC, based in Westlake Village, CA, with 25 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 10 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.20% |
| $100K+ | 1.00% |
Fees may be negotiable for portfolios over $1,000,000.
Fee Estimator
Location
3075 E. Thousand Oaks Blvd, Suite 31, Westlake Village, CA, 91362
Get directionsHistory
Regulatory History (1)
Regulatory
March 2012Other Business Activities
David is the corporate secretary for Bevill, Inc., a real estate development company, dedicating a few hours per week. He also serves as corporate secretary for Clearfuze Networks, a technology company, spending minimal time on this role.
Employment History
Current Registrations
Broman & Greig Asset Management, LLC
Previous Registrations
Broman & Greig Asset Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.