Michele Prlich is a registered investment advisor at LPL Financial LLC, based in Warwick, RI, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1376 Bald Hill Rd, Warwick, RI, 02886
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michele operates Webster Investments as a DBA for her LPL business and performs financial institution duties for Webster Bank, dedicating nearly full-time hours to the latter. She also owns rental real estate in San Diego, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment ServicesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.