DW
CFP
DW
CFP

Diarra Williams

19 Years of Experience
Dallas, TX
BrokerSells Insurance

Diarra Williams is a CFP-designated registered investment advisor, based in Dallas, TX, with 19 years of industry experience.

Location

Dallas, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Diarra sells and monitors fixed index annuities through Avantax Insurance Agency Inc. and Avantax Insurance Agency and/or Avantax Insurance Services, dedicating minimal time to these activities. Diarra is also a manager at Golden Gift Wealth Management LLC, providing financial advice, investments, insurance, and other services, which takes about a quarter of their time.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Previous Registrations
Avantax Investment Services, INC.Broker
October 2022 - September 2025 · 2 yrs 11 mos
Avantax Advisory Services
October 2022 - September 2025 · 2 yrs 11 mos
Cwm, LLC
August 2021 - August 2022 · 1 yr
Cetera Advisor Networks LLCBroker
August 2021 - June 2022 · 10 mos
Texas Capital Bank Private Wealth Advisors
January 2019 - August 2021 · 2 yrs 7 mos
Kingswood Capital Partners, LLCBroker
January 2019 - August 2021 · 2 yrs 7 mos
Raymond James Financial Services Advisors, INC
January 2015 - December 2018 · 3 yrs 11 mos
Raymond James Financial Services, INC.Broker
January 2015 - December 2018 · 3 yrs 11 mos
1st Global Capital CORP.Broker
February 2010 - March 2014 · 4 yrs 1 mo
1st Global Advisors INC
November 2009 - March 2014 · 4 yrs 4 mos
Banc One Securities Corporation
June 2006 - June 2006 · 0 mos
Banc One Securities CorporationBroker
June 2006 - June 2006 · 0 mos
Securities America Advisors, INC.
January 2004 - November 2004 · 10 mos
Securities America, INC.Broker
March 2003 - November 2004 · 1 yr 8 mos
Raymond James Financial Services, INC.Broker
May 2002 - December 2002 · 7 mos
H.D. Vest Investment Securities, INC.Broker
January 1999 - June 2000 · 1 yr 5 mos
J.B. Oxford & CompanyBroker
January 1997 - July 1997 · 6 mos
Olde Discount CorporationBroker
July 1996 - November 1996 · 4 mos
State Registrations10 states
AZGALAMIMSNYOHOKTXVirgin Islands
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Diarra Williams - Financial Advisor | TrueAdvisor