CC
CC

Clint Clements

29 Years of Experience
Houston, TX
Broker

Clint Clements is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

Houston, TX

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Clint owns La Mode Lingerie, a home-based business, dedicating minimal time. He also operates under the DBAs NSight Capital and Rhome Capital for his LPL business, spending about a quarter of his time on the former and full-time on the latter, and owns Rhome Group for real estate investment, spending a few hours per week.

Employment History
Current Registrations
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 6 mos
LPL Financial LLC
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
Next Financial Group, INC.
August 2004 - November 2017 · 13 yrs 3 mos
Next Financial Group, INC.Broker
August 2004 - November 2017 · 13 yrs 3 mos
Aegis Asset Management INC
July 2003 - December 2005 · 2 yrs 5 mos
Westcott Securities, LLCBroker
June 2003 - August 2004 · 1 yr 2 mos
Quasar Distributors, LLCBroker
October 2001 - June 2003 · 1 yr 8 mos
First Fund Distributors, INC.Broker
February 1998 - October 2001 · 3 yrs 8 mos
Aragon Financial Services, INC.Broker
October 1996 - January 1998 · 1 yr 3 mos
State Registrations6 states
AZCALAMOOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.