Joseph Brummel
Joseph Brummel is a registered investment advisor at Wellth Advisory Services, LLC, based in Shorewood, IL, with 29 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,383 clients with $24B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.0M | 1.50% |
| $2M+ | 1.00% |
Fees are negotiable. WELLth Advisory Services also uses LPL Financial's advisory programs, which have maximum fees ranging from 1.35% to 2.95%.
Fee Estimator
Location
Shorewood, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is a Managing Director for Strategic Retirement Partners, engaging in registered rep activities, consulting, insurance, and investment advisory services, dedicating nearly full-time hours to this role. He also maintains a business entity, 401k Consultants Inc., for tax purposes and serves as an adjunct lecturer for The Plan Sponsor University, each requiring minimal time commitment.
Employment History
Current Registrations
Wellth Advisory Services, LLC
Previous Registrations
Global Retirement Partners LLC
Kestra Investment Services, LLCBroker
Kestra Advisory Services, LLC
Wealth Enhancement Advisory Services, LLC
Wealth Enhancement Brokerage Services, LLCBroker
LPL Financial LLCBroker
Financial Telesis INCBroker
NFP Securities, INC.Broker
Princor Financial Services CorporationBroker
One Orchard Equities, INC.Broker
The Great-West Life Assurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.