Douglas Howes is a registered investment advisor at Osaic Wealth, INC., based in Andover, MA, with 28 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
One Tech Drive, Suite 210, Andover, MA, 01810
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Douglas is the Vice President of Atkinson Youth Baseball & Softball Association and a Board Member of Southern New Hampshire Softball, both non-profit organizations. He is also the President & CEO of Sapphire Wealth Management, LLC, dedicating nearly full-time hours to financial planning, investment management, and other securities services.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
Putnam Retail Management Limited PartnershipBroker
State Registrations42 states
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