James Buiter is a PFS-designated registered investment advisor, based in Oak Forest, IL, with 30 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
14930 S. Cicero Ave., Ste. 1B, Oak Forest, IL, 60452
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
March 2009Customer Dispute
September 1999Other Business ActivitiesSells Insurance
James is an insurance agent for Avantax Insurance Agency selling annuities since 2020, dedicating a few hours per week. He also works for P&L Accounting and Tax Service, LLP and owns Global Communications and Associates, Inc., both related to accounting and tax preparation, taking up about half of his time in total. James also has roles with Izaak Walton League of America Griffith Chapter, Crete Township of Illinois, and Wealth Management Reps.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
American Trust Investment Services Advisory, INC.
American Trust Investment Services Advisory
Chicago Capital Management Advisors, LLC
American Trust Investment Services, INC.Broker
National Asset Management, INC.
National Securities CorporationBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Paul Dillman, PFS