Amber Palumbo is a registered investment advisor, based in New Iberia, LA, with 21 years of industry experience.
Location
New Iberia, LA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Amber is a partner in Quality Management and Consulting LLC, a consulting business run by her husband, since October 2024. She dedicates minimal time to this business and it is not investment-related.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
February 2024 - Present · 2 yrs 3 mos
Raymond James Financial Services, INC.
February 2024 - Present · 2 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2023 - Present · 3 yrs 3 mos
Raymond James & Associates, INC.
February 2023 - Present · 3 yrs 3 mos
Raymond James & Associates, INC.
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
April 2009 - February 2023 · 13 yrs 10 mos
Raymond James Financial Services, INC.Broker
March 2009 - February 2023 · 13 yrs 11 mos
Morgan Keegan & Company, INC.
July 2007 - February 2009 · 1 yr 7 mos
Morgan Keegan & Company, INC.Broker
June 2007 - February 2009 · 1 yr 8 mos
Metropolitan Life Insurance CompanyBroker
July 2006 - May 2007 · 10 mos
Metlife Securities INC.Broker
July 2006 - May 2007 · 10 mos
Citigroup Global Markets INC.Broker
February 2004 - June 2006 · 2 yrs 4 mos
State Registrations1 state
LA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.