RJ
ChFC · PFS
RJ
ChFC · PFS

Richard Johnson

30 Years of Experience
Arlington, TX
1 DisclosureBroker

Richard Johnson is a ChFC, PFS-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Arlington, TX, with 30 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1504 West Abram Street, Arlington, TX, 76013

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Denied
Other Business Activities

Richard is the CEO of R. Barry Johnson & Company, PC, an accounting firm, since 1990. He spends about 10-20% of his time on client relations and service, with a few hours per week during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2013 - Present · 13 yrs 1 mo
Raymond James Financial Services, INC.Broker
September 2013 - Present · 13 yrs 1 mo
Previous Registrations
Strategic Financial Management Group
May 2002 - December 2009 · 7 yrs 7 mos
H.D. Vest Advisory Services, INC
November 1997 - October 2013 · 15 yrs 11 mos
H.D. Vest Investment ServicesBroker
October 1996 - October 2013 · 17 yrs
State Registrations13 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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