Chi Duong is a registered investment advisor, based in Indianapolis, IN, with 8 years of industry experience.
Location
1557 N College Ave., #2, Indianapolis, IN, 46202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Chi is involved in several business activities, including Kind Capital LLC, Kind Capital Advisors LLC, Kind Capital Securities LLC, Global Communities, LEAP Together, and Omnisicient Holdings, LLC. These activities range from consulting services and investment banking to humanitarian aid and managing an AirBnB rental property, taking about 10-20% of Chi's time for Kind Capital LLC and a few hours per week for Kind Capital Securities LLC.
Employment History
Current Registrations
Finalis Securities LLC
Finalis Securities LLCBroker
Ivy Capital Management LLC
Previous Registrations
Weild & CO.Broker
Hold Brothers On-Line Investment Services L.L.C.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Citigroup Global Markets INC.Broker
Daniels & Associates, L.P.Broker
Barclays Capital INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.